Strategy & Technology Assessments
Built from our in-depth understanding of the enterprise wealth business that allows us to deliver completely unbiased recommendations that our customers use to grow their relevance in an uber-competitive eco-system; alignment of strategy and technology to transform.
Roadmap Development, Prioritization & Vendor Suggestions
250-Person Broker-Dealer (also 1,200 person BD)
This is a core Beacon service that delivers a three-year prioritized “process and technology” masterplan. The roadmap will build off future state recommendations to create a 360o experience encompassing the prospect/investor – advisor/representative – home office.
Operational Process Optimization
The Team designs electronically validated investor, advisor, and operational journey mapping, which weave together process, technology, and data management – all supporting the digitization of sales, operations, compliance, and management workflows.
RFP/RFI Design & Concierge
1200-Person Broker Dealer
>Clearing/Custody >Managed Investment Platforms >Risk Tolerance
>Books & Records Systems >Compensation Systems >CRM - Wealth
>Customer Onboarding >Compliance/Oversight. >Financial Planning
Schedule A & Vendor Assessments Plus Next Steps
750-Person Broker Dealer
Our proprietary modeling framework cross-references your firm's volumes and use against the cost models of your partners. Our X-Ray process pinpoints the value your partners' supply and sets the stage for mutually rewarding agreement collaboration.
Vendor Management / Learning Management Sleeves
1250-Person Broker Dealer
>Beacon’s proprietary vendor management methodology and platform overlay, which supports SEC & FINRA oversight demands; plus our proprietary Vendor Scorecard.
>Our Learning Management System that supports sleeve education – Information Security
Coaching & Management Development
Multiple Enterprise Wealth Firms & Solution Providers
You want your firm's key personnel to grow and develop. Yet, the day-to-day workload is busy. Beacon supplies independent industry and professional development mentoring.
Investor Relevance Design
1300-Person Broker Dealer
Not long ago, the investor experience was not that important – paper-based statements and quarterly performance were enough. Today, the investor expects a digital experience. Our investor journey mapping is designed to meet and exceed the investor client's expectations.
Specialized Back-Office Resources
1250-Person Broker Dealer
>Compensation Services. >FinOp Services. >WSP Review
>Business Analyst. >Implementation Coaching